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20th Annual Stanford Directors’ College

Jordan Eth will moderate a panel discussion, “Defend your Company, Defend Yourself: Modern Litigation Strategies,” on Tuesday, June 24 at 11:00 am. This session focuses on legal risks that present the...

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Beyond Basic: Supreme Court’s Halliburton Ruling Strengthens Defenses in...

Today, the Supreme Court issued its ruling in Halliburton Co. v. Erica P. John Fund, Inc., No. 13-317 (U.S. June 23, 2014), the most anticipated securities decision since its landmark ruling over 25...

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Paradigm Shift? The Delaware Supreme Court Allows Bylaw That Shifts...

Under the prevailing “American rule,” shareholders and their counsel face little financial risk when they assert claims against directors and officers for breaches of fiduciary duty, typically...

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Law Seminars International - Class Action Litigation ConferenceFraud on the...

Partner Judson Lobdell will speak on "Fraud on the Market Cases" at the Tenth Annual Comprehensive Conference on Class Actions sponsored by Law Seminars International on June 12 and 13 in Seattle,...

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U.S. Supreme Court Abolishes the Presumption of Prudence in ERISA Stock Drop...

A recurring scenario in ERISA litigation involves claims against fiduciaries of 401(k) retirement plans who are alleged to have breached their fiduciary duty by failing to discontinue investment in...

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Beyond Basic: Supreme Court’s Halliburton Ruling Strengthens Defenses in...

On June 23, 2014 the Supreme Court issued its ruling in Halliburton Co. v. Erica P. John Fund, Inc. The Halliburton case produced unprecedented expectations for those involved in securities litigation....

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PLUS Webinar: Post-Halliburton Decision

Partners Jordan Eth and Mark R.S. Foster presented a webinar entitled “Post-Halliburton Decision: Implications for Public Traded Corporations and their Directors and Officers.” The webinar included a...

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SEC Charges Issuers, Corporate Insiders, and Other Significant Investors for...

On September 10, 2014, the U.S. Securities and Exchange Commission announced settlements with officers, directors, and significant shareholders for violating federal securities laws requiring...

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SEC Charges Broker-Dealer for Failure to Protect Against Insider Trading by...

The Securities and Exchange Commission for the first time brought charges against a broker-dealer for failure to adequately protect against insider trading by its employees.

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Anti-Money Laundering Compliance Officer Liability

In their increasing focus on individual liability, the government and other regulators have honed in on Anti-Money Laundering (AML) Compliance Officers. Cases brought by the SEC, Financial Crimes...

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Current Developments in Shareholder Derivative Litigation

Partners Judson E. Lobdell and Philip T. Besirof will host a webcast on "Current Developments in Shareholder Derivative Litigation" on October 2, 2014. The webcast, presented by the Association of...

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U.S. Regulators Finalize Credit Risk Retention Rules

Today, the Federal Deposit Insurance Corporation (the “FDIC”), the Federal Housing Finance Agency (the “FHFA”), and the Office of the Comptroller of the Currency (the “OCC”) each adopted a final rule...

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Cyber Security

Partner Robert Hubbell will speak on "Cyber Security" at the USC Gould School of Law – LACBA Corporate Law Departments Section 2014 Institute for Corporate Counsel in Los Angeles, California.

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Heightened Supervision of Branch Offices — Tips for the Coming Year

In recent years, the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) have heightened their expectations of what constitutes a "comprehensive" branch...

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From EMIR to Eternity?

2014 was a very active year for financial regulation in the European Union (EU). There was a push to finalise much of the outstanding primary legislation on the regulatory reform agenda in advance of...

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A Closer Look at U.S. Credit Risk Retention Rules

In a flurry of regulatory actions on October 21 and 22, 2014, the Federal Deposit Insurance Corporation (the “FDIC”), the Office of the Comptroller of the Currency, the Federal Reserve Board, the...

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FHFA Announces Minimum Capital and Liquidity Requirements for Non-Bank Servicers

On January 30, 2015, the Federal Housing Finance Agency (FHFA) proposed new minimum financial eligibility requirements for non-bank sellers and servicers of mortgage loans to Fannie Mae and Freddie Mac...

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SEC “Broken Windows”

Listen to PresentationThe SEC has announced a policy of addressing lesser regulatory violations as well as significant wrongdoing, under the theory that ignoring minor infractions – such as “broken...

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MBA’s National Secondary Market Conference & Expo 2015

Attend the Mortgage Bankers Association’s National Secondary Market Conference & Expo 2015 to get the latest intelligence on the critical developments that affect your bottom line. Hear from...

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Current Issues in Securitization

The panel consisted of leading securitization attorneys who are members of the Structured Finance Committee of the NYC Bar Association who discussed recent regulatory developments affecting...

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